Advisor Transitions Management

Make a seamless transition with our team

Every new advisor should have a smooth transition. That’s why we have a knowledgeable team of professionals – one of the largest in the industry – whose main responsibility is helping advisors make successful moves through a personalized process.

Our Transitions group will support you from the first day of your affiliation, from quickly and accurately processing account paperwork to setting up your staff with the appropriate technology to resume serving clients.

Your transition team

Your dedicated transition consultant will be your liaison to the support professionals at the home office, coordinating timely, responsive assistance from each business area essential to making your transition a success, including services, operations, marketing and compliance.

You’ll also have a technology consultant to make your transition to our systems as effortless as possible and act as a liaison to Raymond James Information Technology departments. With a skilled team focused on your success, you can make your move with confidence.

A road map to a successful transition

See the Timeline


Transition wisdom from fellow advisors

  • Allot plenty of lead-time to prepare
  • Consider transitioning after income tax season
  • Hand-deliver client packets
  • Clarify the reasons behind the transition to clients
  • Spend plenty of time with product specialists

Ready to learn more?

Now that you have scratched the surface of the possibilities that await you here, get the whole story. Have a confidential conversation with our consultant about what your business would look like as an advisor at Raymond James.